First Name *
Last Name *
Email *
1. Whether for retirement, a capital expenditure, or another financial need, I plan to withdraw from my investment portfolio in: *
Less than 5 years
Between 5-10 years
Between 10-20 years
20 years or more
2. Once I begin spending, I'll need my investment portfolio to last for: *
Less than 5 years
Between 5-10 years
Between 10-20 years
20 years or more
3. I would describe my investment knowledge as: *
Limited
Some
Moderate
Extensive
4. My greatest concern when investing is: *
Investments losing value
Stock price fluctuation
Maintaining my current lifestyle
Failing to meet my long-term goals
5. My preferred investment portfolio would include: *
Cash, Bonds, and Bank Accounts / Certificates of Deposit
Cash, Bonds, and Individual Stocks
Cash, Bonds, and globally diversified Mutual Funds and Exchanged Traded Funds
Broadly diversified portfolio with additional investments in Private Equity, Hedge Funds, and / or other alternative strategies
6. Of the choices below, the statement that most closely matches my investment philosophy is: *
Safety is my primary concern. I prefer to avoid risk in order to preserve what wealth I've already accumulated, without regard for inflation.
I would be satisfied with a modest level of return, provided investment risks are minimized and return outpaces inflation.
I want an above average rate of return relative to the rest of the market and will accept some risk along the way.
I want to maximize returns. I'm not worried if my investments fluctuate 20% or more in value during volatile times. No risk, no reward!
7. When thinking about risk, the word that comes to mind first is: *
Loss
Uncertainty
Opportunity
Thrill
8. With an investment of $2,000,000, which would you choose: *
6% annualized rate of return; ($400,000) portfolio value decline; 12 months to recover portfolio value
8% annualized rate of return; ($660,000) portfolio value decline; 21 months to recover portfolio value
9% annualized rate of return; ($880,000) portfolio value decline; 25 months to recover portfolio value
10% annualized rate of return; ($1,100,000) portfolio value decline; 48 months to recover portfolio value
9. Imagine you are happy with your portfolio and your advisor, then the market and your portfolio drop 25% over weeks. What next? *
Remain calm and wait for my advisor to provide their perspective
Call my advisor to discuss selling some or all of my positions
Call my advisor to discuss investing more
Fire my advisor and seek other options
10. To what extent might you be interested in Environmental, Social, and Governance (ESG) investments in your portfolio? *
I would not like any ESG component to my portfolio
I would like ESG to comprise a modest portion of my portfolio
I would like ESG to comprise a majority of my portfolio
I am currently unsure of my wishes related to ESG
11. Pessimistic (1) to Optimistic (5) *
1
2
3
4
5
15. Focus on the Future (1) to Focus on Now (5) *
1
2
3
4
5
12. Avoid Risks (1) to Take Risks (5) *
1
2
3
4
5
16. Disciplined (1) to Opportunistic (5) *
1
2
3
4
5
13. Decisive (1) to Uncertain (5) *
1
2
3
4
5
17. Rules Driven (1) to Situationally Driven (5) *
1
2
3
4
5
14. Trust the Facts (1) to Trust My Intuition (5) *
1
2
3
4
5
18. Calm (1) to Anxious (5) *
1
2
3
4
5
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